-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GkkviksWEmXnbp6vRmpEk4EDKbTP4SsmDpzpAJ905XtMzsawalEzLLRgdSUK6HZQ qVsKWpHUYXbn/CAt6xn7QA== 0001144204-10-022693.txt : 20100428 0001144204-10-022693.hdr.sgml : 20100428 20100428163138 ACCESSION NUMBER: 0001144204-10-022693 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100428 DATE AS OF CHANGE: 20100428 GROUP MEMBERS: CHRISTIAN HANSEN GROUP MEMBERS: CORA MADSEN GROUP MEMBERS: FLORIAN SCHONHARTING GROUP MEMBERS: NB PUBLIC EQUITY KOMPLEMENTAR APS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUPERGEN INC CENTRAL INDEX KEY: 0000919722 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 911841574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48769 FILM NUMBER: 10777302 BUSINESS ADDRESS: STREET 1: 4140 DUBLIN BLVD STREET 2: SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9255600100 MAIL ADDRESS: STREET 1: 4140 DUBLIN BLVD STREET 2: STE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NB Public Equity K/S CENTRAL INDEX KEY: 0001451330 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: OSTERGADE 5 STREET 2: 3RD FLOOR DK-1100 CITY: COPENHAGEN K STATE: G7 ZIP: ----- BUSINESS PHONE: 45 70 20 12 63 MAIL ADDRESS: STREET 1: OSTERGADE 5 STREET 2: 3RD FLOOR DK-1100 CITY: COPENHAGEN K STATE: G7 ZIP: ----- SC 13D/A 1 v182547_sc13d-a.htm
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
 
SCHEDULE 13D/A
[Rule 13d-101]

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2

(Amendment No. 1)*

SuperGen, Inc.
(Name of Issuer)
 
Common Stock, $0.001 par value
(Title of Class of Securities)
 
868059106
 (CUSIP Number)
 
James E. Dawson, Esq., Nutter, McClennen & Fish LLP
155 Seaport Blvd., Boston, MA 02210
(617) 439-2623
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
 
April 26, 2010
(Date of Event Which Requires Filing of This Statement)
 

 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o.
 
Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See §240.13d-7 for other parties to whom copies are to be sent.
 
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
CUSIP No. 868059106
SCHEDULE 13D/A
Page 2 of 8

 
(1) Names of reporting persons
 
NB Public Equity K/S
(2) Check the appropriate box if a member of a group (see instructions)
(a)  o
(b)  o
(3) SEC use only
 
(4) Source of Funds (See Instructions)
 
00
(5) Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)    o
 
(6) Citizenship or place of organization
 
Denmark
Number of shares
beneficially owned
by each reporting
person with:
(7) Sole voting power:
 
0
(8) Shared voting power:
 
6,021,017
(9) Sole dispositive power:
 
0
(10) Shared dispositive power:
 
6,021,017
(11) Aggregate amount beneficially owned by each reporting person:
 
6,021,017
(12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions)    o
 
(13) Percent of class represented by amount in Row 11:
 
9.999%
(14) Type of reporting person (see instructions):
 
PN

 
 
CUSIP No. 868059106
SCHEDULE 13D/A
Page 3 of 8

 
(1) Names of reporting persons
 
NB Public Equity Komplementar ApS
(2) Check the appropriate box if a member of a group (see instructions)
(a)  o
(b)  o
(3) SEC use only
 
(4) Source of Funds (See Instructions)
 
00
(5) Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)    o
 
(6) Citizenship or place of organization
 
Denmark
Number of shares
beneficially owned
by each reporting
person with:
(7) Sole voting power:
 
0
(8) Shared voting power:
 
6,021,017
(9) Sole dispositive power:
 
0
(10) Shared dispositive power:
 
6,021,017
(11) Aggregate amount beneficially owned by each reporting person:
 
6,021,017
(12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions)    o
 
(13) Percent of class represented by amount in Row 11:
 
9.999%
(14) Type of reporting person (see instructions):
 
PN

 
 
CUSIP No. 868059106
SCHEDULE 13D/A
Page 4 of 8
 
 
(1) Names of reporting persons
 
Cora Madsen
(2) Check the appropriate box if a member of a group (see instructions)
(a)  o
(b)  o
(3) SEC use only
 
(4) Source of Funds (See Instructions)
 
00
(5) Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)    o
 
(6) Citizenship or place of organization
 
United States
Number of shares
beneficially owned
by each reporting
person with:
(7) Sole voting power:
 
0
(8) Shared voting power:
 
6,021,017
(9) Sole dispositive power:
 
0
(10) Shared dispositive power:
 
6,021,017
(11) Aggregate amount beneficially owned by each reporting person:
 
6,021,017
(12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions)    o
 
(13) Percent of class represented by amount in Row 11:
 
9.999%
(14) Type of reporting person (see instructions):
 
IN

 
 
CUSIP No. 868059106
SCHEDULE 13D/A
Page 5 of 8
   
(1) Names of reporting persons
 
Christian Hansen
(2) Check the appropriate box if a member of a group (see instructions)
(a)  o
(b)  o
(3) SEC use only
 
(4) Source of Funds (See Instructions)
 
00
(5) Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)    o
 
(6) Citizenship or place of organization
 
Denmark
Number of shares
beneficially owned
by each reporting
person with:
(7) Sole voting power:
 
0
(8) Shared voting power:
 
6,021,017
(9) Sole dispositive power:
 
0
(10) Shared dispositive power:
 
6,021,017
(11) Aggregate amount beneficially owned by each reporting person:
 
6,021,017
(12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions)    o
 
(13) Percent of class represented by amount in Row 11:
 
9.999%
(14) Type of reporting person (see instructions):
 
IN

 
 
CUSIP No. 868059106
SCHEDULE 13D/A
Page 6 of 8
   
 
(1) Names of reporting persons
 
Florian Schönharting
(2) Check the appropriate box if a member of a group (see instructions)
(a)  o
(b)  o
(3) SEC use only
 
(4) Source of Funds (See Instructions)
 
00
(5) Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e)    o
 
(6) Citizenship or place of organization
 
Denmark
Number of shares
beneficially owned
by each reporting
person with:
(7) Sole voting power:
 
0
(8) Shared voting power:
 
6,021,017
(9) Sole dispositive power:
 
0
(10) Shared dispositive power:
 
6,021,017
(11) Aggregate amount beneficially owned by each reporting person:
 
6,021,017
(12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions)    o
 
(13) Percent of class represented by amount in Row 11:
 
9.999%
(14) Type of reporting person (see instructions):
 
IN

 
 
CUSIP No. 868059106
SCHEDULE 13D/A
Page 7 of 8
   
 
This Amendment No. 1 amends and supplements, as set forth below, the information contained in Item 5 of the Schedule 13D that was originally filed with the Securities and Exchange Commission (the “SEC”) by NB Public Equity K/S, NB Public Equity Komplementar ApS, Cora Madsen, Christian Hansen and Florian Schönharting on March 15, 2010 (the “Schedule 13D”). Capitalized terms used but not otherwise defined in this Amendment No. 1 are used with the meanings ascribed to them in the Schedule 13D. Except as amended by this Amendment No. 1, all information contained in the Schedule 13D is, after reasonable inquiry and to the best of the Reporting Persons’ knowledge and belief, true, complete and correct as of the date of this Amendment No. 1.
 
Item 5. Interest in Securities of the Issuer.

(a)
The Fund is the beneficial owner of an aggregate of 6,021,017 (1) shares of Common Stock, representing approximately 9.999%(2) of the total issued and outstanding shares of Common Stock.

The General Partner is the beneficial owner of an aggregate of 6,021,017 (3)  shares of Common Stock, representing approximately 9.999%(2) of the total issued and outstanding shares of Common Stock.

Cora Madsen is the beneficial owner of an aggregate of 6,021,017 (4) shares of Common Stock, representing approximately 9.999%(2) of the total issued and outstanding shares of Common Stock.

Christian Hansen is the beneficial owner of an aggregate of 6,021,017 (5) shares of Common Stock, representing approximately 9.999%(2) of the total issued and outstanding shares of Common Stock.

Florian Schönharting is the beneficial owner of an aggregate of 6,021,017 (6) shares of Common Stock, representing approximately 9.999%(2) of the total issued and outstanding shares of Common Stock.

(b)
Each of the Reporting Persons has the sole power to vote or direct the vote of 0 shares and the shared power to vote or direct the vote of 6,021,017 shares of Common Stock. Each of the Reporting Persons has the sole power to dispose or to direct the disposition of 0 shares, and the shared power to dispose or direct the disposition of 6,021,017 shares of Common Stock.

(c) 
Not applicable.

(d)
No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of the shares owned by it individually.

(e)
Not applicable.

 
(1)
The Fund directly owns 6,021,017 shares.
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:    April 28, 2010
 
 
NB PUBLIC EQUITY K/S
         
 
By:
NB PUBLIC EQUITY KOMPLEMENTAR ApS,
   
its general partner
  
         
   
By:
/s/ Cora Madsen*
  
   
Name: Cora Madsen
  
   
Title: Director
  
         
         
 
NB PUBLIC EQUITY KOMPLEMENTAR ApS
       
 
By:
/s/ Cora Madsen*
  
   
Name: Cora Madsen
  
   
Title: Director
  
         
         
         
 
/s/ Cora Madsen*
  
 
Cora Madsen
  
         
         
 
/s/ Christian Hansen*
  
 
Christian Hansen
  
         
         
 
/s/ Florian Schönharting*
  
 
Florian Schönharting
  
         
 
*By:
/s/ James E. Dawson
  
 
James E. Dawson, as attorney-in-fact
  

 
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